Charging Scheme

These commissions and services charges, were effective from 1 August 2021.

Investment Product	Commission
Securities orders placed	0.25% on transaction amount (negotiable) (Minimum: HKD 50)
Pre-IPO Trading (Off-Market)	0.25% on transaction amount (Internet and Telephone) (Minimum: HKD 150)

Items	Charger	Description of Fees
Stamp Duty	HK Government	0.13% on order consideration (Round up to the nearest dollar)
Trading Fee	HKEX	0.00565% on order consideration
Transaction levy	SFC	0.0027% on order consideration
Settlement fee	HKEX and Ruibang ***	0.002% on consideration***
TSF settlement fee **	Ruibang	0.15% on consideration plus HKD 2 per transaction
Inter-counter transfer fee	HKEX	HKD 5 per transaction
FRC Transaction Levy	FRC	0.00015% on order consideration

Items	Charger	Description of Fees
Custody Fee	Ruibang	Free
Scrip deposit	HK Government	HKD 5 stamp duty per transfer deed
Scrip withdrawal	Ruibang	HKD 10 per transfer deed (Minimum: HKD 100)
	HKEX	HKD 3.5 per board lot (Round up to the nearest board lot)
S.I. securities deposit	Ruibang	Free
S.I. securities withdrawal	Ruibang	HKD 10 per board lot (Minimum: HKD 100)
	HKEX	Input fee HKD 1
I.S.I. securities deposit	Ruibang	Free
I.S.I. securities withdrawal	Ruibang	HKD 10 per board lot (Minimum: HKD 100)
	HKEX	Input fee HKD 1

Items	Description of Fees
Cheque deposit	Free
Cash withdrawal	Free
Bank remittance	HKD 200
Returned cheque	HKD 100 per cheque plus bank charge
Stop Cheque	HKD 100 per cheque plus bank charge

Items	Description of Fees
IPO - Public Offer Tranche	HKD 50
IPO - Placing Tranche	HKD 300

Items	Charger	Type of securities / contract	Description of Fees
CBBC mandatory call / expiry	Ruibang	No cash value	Free
	Ruibang	With cash value	HKD 5 per transaction
	HKEX		HKD 0.8 per board lot

Items	Charger	Description of Fees
Exercise of in-the-money derivative warrant	Ruibang	HKD 5 per transaction
	HKEX	HKD 0.8 per board lot
Exercise of equity warrant	Ruibang	HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
	HKEX	HKD 0.8 per board lot (Maximum: HKD 10,000)

Items	Charger	Description of Fees
Scrip Fee	HKEX	HKD 1.5 per board lot ( Round up to the nearest board lot)
Collection of dividend or cash distribution on behalf **	Ruibang	0.5% of cash amount of dividend (Minimum: HKD 20, Maximum: HKD 200)
	HKEX	0.12% of total dividend amount
Collection of scrip dividend (including bonus share, warrant and rights issue) on behalf	Ruibang	HKD 5 per board lot (Minimum: HKD 20, Maximum HKD 100)
Unclaim dividend or other entitlements	Ruibang	HKD 230 per transaction
	HKEX	HKD 200 per transaction

Items	Charger	Description of Fees
Preferential subscription including rights subscription and preferential offer ('PO')	Ruibang	HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
	HKEX	HKD 0.8 per board lot (Maximum: HKD 10,000)
	Customers who apply for the PO should pay the related commission, transaction levy and settlement fee.
Share consolidation / subdivision	Ruibang	HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Acquisition / Privatization	Ruibang	HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
	HK Government	Stamp Duty 0.1% (Round up to the nearest dollar)
Reverse consolidation / subdivision	Ruibang	HKD 30 per transaction

Items	Description of Fees
e-Statement	Free
Paper statement	HKD50 per statement
Re-issue of e-Statement	Within 3 month - Free Beyond 3 month - HKD 50 per statement

Items	Charger	Description of Fees
Real-time quotation service	Ruibang	HKD 388 per month
Short selling ( Compulsory buy back)	HKEX	0.5% of securities value on settlement day (Maximum: HKD 100,000)
	Ruibang	0.5% of securities value on settlement day (Maximum: HKD 100,000)
Audit confirmation	Ruibang	HKD 200 per time
Cash account overdue interest	Ruibang	Prime rate +9% per annum